초록

이 연구는 과학기술분야 정부출연연구기관(이하 ‘과기출연’)에서 생산하는 연구관리기록물의 관리 필요성을 제기하고 ‘관리 매뉴얼(안)’을 제시하였다. 이를 위해 과기출연의 기록물 관련 규정을 수집하고 연구관리 총괄담당자를 대상으로 설문조사와 인터뷰를 시행하였다. 조사 결과 연구관리 담당자 및 담당부서 배치율(100.0%)에 비해 기록물관리 전문요원(33.3%~50.0%) 및 기록관리부서 배치율(23.1%)은 저조했다. 기록물관리규정 제정율은 26.4%였고, 73.7%의 기관이 문서관리규정 혹은 사무관리규정만으로 기록물을 관리했다. 연구관리기록물은 규정된 수집범위 없이 기관 역량에 따라 수집되며, 기록물 누락․훼손․망실 대비책 또한 미진했다. 연구관리기록물의 생산현황을 파악하지 않은 기관도 있었다. 이에 대응방안으로 ‘관리 매뉴얼(안)’을 제시하여 기록물관리 전문요원 배치, 기록물관리 담당부서의 설치, 생산현황 통보를 의무화하고 기록관에 준하는 시설․장비 설치를 권장하였다. 덧붙여 표준화된 수집범위를 제시하고, 연구관리기록물 관리 방법을 구체적으로 기술하였다.

Abstract

This study suggested the necessity of the management of R & D management records produced from government-supported science research institutes (the so-called “gwagichulyeon”) and of a record management manual (item). As such, it gathered rules with regard to record management, conducted a survey, and interviewed general R & D managers. As a result of the research, the ratio of the arrangement of R & D managers to R & D management departments is 100%; however, the ratio of the arrangement of record managers is 33.3%-50%, and the ratio of the arrangement of record management departments is 23.1%, which was poor. The enactment ratio of record management rules is 26.4%, and 73.7% of institutes has managed their records under the provision only of document management rules or only of office management rules. R & D management records has been collected according to an institute’s capability without a prescribed collection scope, and the conditions with regard to the omission, damage, and loss of records were poor. There are institutes that did not comprehend the production status of R & D management records. Thus, as a response, this study suggested a record management manual (item) established for the arrangement duties of record managers and record management departments as well as for notifications on the status of R & D management records. In addition, this study produced a standardized collection scope and described how to manage R & D management records.

초록

업무과정을 철저하게 기록화하기 위해서는 업무관리와 기록관리가 통합적으로 이루어져야 한다. 이를 위해 업무분류표와 기록분류표를 통합한 기록분류체계 수립이 적합하지만, 지금까지 기록분류체계 수립을 위해 이용된 절차 및 방법론들은 일반조직, 단체 등에서 지침으로 활용하거나 분석을 수행하기에는 구체성이 부족하다. 본 연구에서는 이러한 인식을 바탕으로 업무관리와 기록 관리를 유기적으로 연계시킬 수 있는 기록분류체계 개발을 위해 다음과 같이 방법을 구체화 하였다. 우선 기록분류체계 개발을 위한 분류의 원칙으로 기능분류를 선택하였다. 그 다음으로 기록분류체계 개발을 위해 구체적인 방법을 제시하였다. 이를 위해 호주의 기록관리 업무분석 표준인 DIRKS(Designing and Implementing Recordkeeping Systems)와 AS 5090을 분석, 비교 하였고, 이를 토대로 정보공학과 경영학에서 업무분석시 사용되는 방법론과 보완할 부분을 연구하여 구체적인 기록분류체계 개발 방법을 제시했다. 이와 같이 구체화한 기록분류체계 설계를 위한 개발 모형을 친일반민족행위진상규명위원회에 적용하여 검증하였다는데 본 연구의 그 의의가 있다.

Abstract

There should be an integration between work management and records management in order to document the work processes thoroughly. It's proper to establish a records classification system to have the work classification and record classification table integrated for that purpose. But the conventional procedures and methodology used for records classification system development lack specific features to be used as voluntary guidelines of a common organization or group and to conduct analysis. Recognizing the problems, this study suggested the specific methods of records classification system development to link work management and records management organically. First, the functional classification was chosen as the principle of classification for records classification system development. Then concrete methods of records classification system development were suggested. Analysis and comparison were made for the DIRKS(Designing and Implementing Recordkeeping Systems), which is the standard records management and work analysis of Australia, and AS 5090. The results were used to suggest specific methods of records classification system development in conjunction with the research into the methodology employed for work analysis in information engineering and business administration to compensate for its weakness. The significance of the study can be found in that it suggested the methods of typical records classification system development in connection with records classification, and that it applied them to the Presidential Committee for the Inspection of Collaborations for Japanese Imperialism and tested them.

초록

캐나다 거시평가제도의 궁극적인 목표는 당대의 사회상을 기록을 통해 형성시키는 것이라 할 수 있다. 즉, 기록물이 생산되는 그 시대의 사회구조 속에서 기록물이 갖게 되는 의미를 평가하는데 목적이 있다. 이렇게 사회에 가장 큰 영향을 주고받는 조직체는 ‘정부’라는 유기체로 파악하고, 이를 문서화하기 위해서는 정부의 기능분석을 강조한다. 따라서 거시평가 제도는 기능분석을 통해서 가장 중요한 기능을 수행하는 부서인 OPI를 식별하는 것이 핵심이다. 또한 국가와 시민과의 상호작용에 대한 거버넌스 연구를 진행한다. 이러한 연구를 바탕으로 비로소 거시평가 가설이 형성되고, 기록을 통해서 이를 검증하는 단계가 거시평가의 방법론이라고 할 수 있다. 본 논문은 현대 평가의 주류를 이루고 있는 거시평가 방법론에 주목하여, 캐나다에서 실제로 실행되고 있는 거시평가의 제도분석을 목적으로 한다. 이를 위해서 캐나다 국립기록청에서 발행한 정부기록처분프로그램 관련 문건과 논문을 분석함으로서, 실제로 평가가 이루어지는 구체적인 과정을 살펴보고자 한다. 또한 한국의 평가 제도를 분석하여 문제점을 밝히고, 캐나다의 평가제도에서 벤치마킹할 수 있는 부분을 도출하였다.

Abstract

The final goal of the macro appraisal model of Canada is that the figure of society of the day is made by the record. The goal is that we evaluate the meaning documentary have in the social structure of the day to produce records. The organization to be affected much the society is recognized as the organism, ‘Government’ and the function analysis of the government is emphasized in order to be the documentation. Therefore, it is essential in the macro appraisal model that OPI, the department to carry out the very important function is identified. Also the research of governance about interaction of country and citizen is studied. Based on these studies, the macro appraisal theory is made and it can be macro appraisal methodology that these theory is verified through records. the government of Canada have operated macro appraisal model reflected the figure of the society since 1990's, on adapting the change of the record production of modern. This model of Canada is systemized concretely and the government of Australia introduced the model benchmarking the Canada's. The England and the Holland is bringing up the result of the project introduced the macro appraisal method. Therefore the macro appraisal is the method and the theory noticed globally in the field of appraisal of modern. Throughout the analysis of the macro appraisal system of Canada, how to select the record reflected the figure of the society is proposed, and concrete practice is also present, and concrete practice is also present. Also the improvement method of the appraisal system in Korea is considered.

초록

본 연구에서는 텍스트 마이닝 기법을 활용하여 국내 기록관리 연구 분야의 비정형 텍스트 데이터인 국문 초록에서 사용된 키워드 빈도를 분석하여 키워드 간 거리 분석을 통해 국내기록관리 연구 동향을 파악하는 것이 목적이다. 이를 위해 한국학술지인용색인(Korea Citation Index, KCI)의 학술지 기관통계(등재지, 등재후보지)에서 대분류(복합학), 중분류(문헌정보학)으로 검색된 학술지(28종) 중 등재지 7종 1,157편을 추출하여 77,578개의 키워드를 시각화하였다. Word2vec를 활용한 t-SNE, Scattertext 등의 분석을 수행하였다. 분석 결과, 첫째로 1,157편의 논문에서 얻은 77,578개의 키워드를 빈도 분석한 결과, "기록관리"(889회), "분석"(888회), "아카이브"(742회), "기록물"(562회), "활용"(449회) 등의 키워드가 연구자들에 의해 주요 주제로 다뤄지고 있음을 확인하였다. 둘째로, Word2vec 분석을 통해 키워드 간의 벡터 표현을 생성하고 유사도 거리를 조사한 뒤, t-SNE와 Scattertext를 활용하여 시각화하였다. 시각화 결과에서 기록관리 연구 분야는 두 그룹으로 나누어졌는데 첫 번째 그룹(과거)에는 "아카이빙", "국가기록관리", "표준화", "공문서", "기록관리제도" 등의 키워드가 빈도가 높게 나타났으며, 두 번째 그룹(현재)에는 "공동체", "데이터", "기록정보서비스", "온라인", "디지털 아카이브" 등의 키워드가 주요한 관심을 받고 있는 것으로 나타났다.

Abstract

This study aims to analyze the frequency of keywords used in Korean abstracts, which are unstructured text data in the domestic record management research field, using text mining techniques to identify domestic record management research trends through distance analysis between keywords. To this end, 1,157 keywords of 77,578 journals were visualized by extracting 1,157 articles from 7 journal types (28 types) searched by major category (complex study) and middle category (literature informatics) from the institutional statistics (registered site, candidate site) of the Korean Citation Index (KCI). Analysis of t-Distributed Stochastic Neighbor Embedding (t-SNE) and Scattertext using Word2vec was performed. As a result of the analysis, first, it was confirmed that keywords such as “record management” (889 times), “analysis” (888 times), “archive” (742 times), “record” (562 times), and “utilization” (449 times) were treated as significant topics by researchers. Second, Word2vec analysis generated vector representations between keywords, and similarity distances were investigated and visualized using t-SNE and Scattertext. In the visualization results, the research area for record management was divided into two groups, with keywords such as “archiving,” “national record management,” “standardization,” “official documents,” and “record management systems” occurring frequently in the first group (past). On the other hand, keywords such as “community,” “data,” “record information service,” “online,” and “digital archives” in the second group (current) were garnering substantial focus.

초록

기술혁신을 통한 국가경쟁력 강화를 목적으로 연구개발 투자 규모가 증가하고 있으며, 투자 효율성에 대한 관심이 높아지고 있다. 기록관리 분야에서는 국가기록원이 2008년부터 국가연구개발사업을 주도하고 있다. 이에 본 연구는 2008년부터 2022년까지의 국가기록원 용역 연구과제 111건을 대상으로 수행주체, 성과, 주제 등의 측면에서 기록관리 분야 연구개발사업을 분석하였다. 분석 결과, 연구 수행주체는 중소기업, 연구성과는 학술발표가 가장 많았으며, 연구보고서의 성과와 실제 성과 간 일부 차이가 있었다. 연구 주제 측면에서 기록물 형태는 종이문서, 국가기록원 업무 중에서는 전자적 관리체계 구축, 기록관리 업무 과정과 연구과제별 중심단어 빈도 기준으로는 보존에 대한 연구가 주로 수행된 것으로 나타났다. 디지털 전환 관련 빅데이터 활용과 지능형 기술 개발의 측면에서는 111개 과제 중 9%인 10건이 해당하는 것으로 나타났다. 따라서 연구 사업 종료 후에도 성과에 대한 사후 관리를 통해 연구개발사업의 효과성을 높여야 할 것이며, 연구 주제에 있어서는 보존 이외의 이관, 분류, 평가, 생산, 수집 등에 대한 연구와 디지털 전환에 대응하는 연구의 필요성을 확인하였다.

Abstract

The scale of research and development (R&D) investment is increasing to strengthen national competitiveness through technological innovation, leading to an increased interest in investment efficiency. In records management, the National Archives of Korea has been leading the national research and development project since 2008. Accordingly, this study analyzed R&D projects in records management regarding implementing organization, performance or outcomes, and subjects, targeting 111 National Archives of Korea contract research projects from 2008 to 2022. The analysis showed that small and medium-sized enterprises (SMEs) were the most likely to conduct research, the majority of the research outcomes were academic publications, and there were some discrepancies between the reported performance in research and the actual performance. In terms of research subjects, the most common type of records are paper or print documents, establishing an electronic management system among the National Archives’ works. In terms of the frequency of keywords in the records management process and research projects, it was found that research was mainly conducted on “preservation.” Meanwhile, only 10 cases, or 9% of the 111 projects, were found to be relevant in terms of utilizing big data and developing intelligent technologies related to digital transformation. Therefore, the effectiveness of the R&D project must be improved through follow-up management of the results even after the research project is completed. In addition, in terms of research topics, it was identified that aside from “preservation,” studies focusing on “transfer,” “classification,” “evaluation,” and “collection,” as well as research that responds to digital transformation, are needed.

초록

Abstract

This study investigates the current preservation and management of four records and documentary heritage in Korea that is in the UNESCO's Memory of the World Register. The study analyzes their problems and corresponding solutions in digitizing those world records heritages. This study also reviews additional four documentary books in Korea that are in the wish list to add to UNESCO's Memory of the World Register. This study is organized as the following: Chapter 2 examines the value and meanings of world records and documentary heritage in Korea. The registry requirements and procedures of UNESCO's Memory of the World Register are examined. The currently registered records of Korea include Hunmin-Chongum, the Annals of the Choson Dynasty, the Diaries of the Royal Secretariat (Seungjeongwon Ilgi), and Buljo- Jikji-Simche-Yojeol (vol. Ⅱ). These records heritage's worth and significance are carefully analyzed. For example, Hunmin-Chongum(「訓民正音」) is consisted of unique and systematic letters. Letters were delicately explained with examples in its original manual at the time of letter's creation, which is an unparalleled case in the world documentary history. The Annals of the Choson Dynasty(「朝鮮王朝實錄」) are the most comprehensive historic documents that contain the longest period of time in history. Their truthfulness and reliability in describing history give credits to the annals. The Royal Secretariat Diary (called Seungjeongwon-Ilgi(「承政院日記」)) is the most voluminous primary resources in history, superior to the Annals of Choson Dynasty and Twenty Five Histories in China. Jikji(「直指」) is the oldest existing book published by movable metal print sets in the world. It evidences the beginning of metal printing in the world printing history and is worthy of being as world heritage. The review of the four registered records confirms that they are valuable world documentary heritage that transfers culture of mankind to next generations and should be preserved carefully and safely without deterioration or loss. Chapter 3 investigates the current status of preservation and management of three repositories that store the four registered records in Korea. The repositories include Kyujanggak Archives in Seoul National University, Pusan Records and Information Center of National Records and Archives Service, and Gansong Art Museum. The quality of their preservation and management are excellent in all of three institutions by the following aspects: 1) detailed security measures are close to perfection 2) archiving practices are very careful by using a special stack room in steady temperature and humidity and depositing it in stack or archival box made of paulownia tree and 3) fire prevention, lighting, and fumigation are thoroughly prepared. Chapter 4 summarizes the status quo of digitization projects of records heritage in Korea. The most important issue related to digitization and database construction on Korean records heritage is likely to set up the standardization of digitization processes and facilities. It is urgently necessary to develop comprehensive standard systems for digitization. Two institutions are closely interested in these tasks: 1) the National Records and Archives Service experienced in developing government records management systems; and 2) the Cultural Heritage Administration interested in digitization of Korean old documents. In collaboration of these two institutions, a new standard system will be designed for digitizing records heritage on Korean Studies. Chapter 5 deals with additional Korean records heritage in the wish list for UNESCO's Memory of the World Register, including: 1) Wooden Printing Blocks(經板) of Koryo-Taejangkyong(高麗大藏經) in Haein Temple(海印寺); 2) Dongui-Bogam(「東醫寶鑑」) 3) Samguk-Yusa(「三國遺事」) and 4) Mugujeonggwangdaedaranigyeong(「無垢淨光大다羅尼經」). Their world value and importance are examined as followings. Wooden Printing Blocks of Koryo-Taejangkyong in Haein Temple is the worldly oldest wooden printing block of cannon of Buddhism that still exist and was created over 750 years ago. It needs a special conservation treatment to disinfect germs residing in surface and inside of wooden plates. Otherwise, it may be damaged seriously. For its effective conservation and preservation, we hope that UNESCO and Government will schedule special care and budget and join the list of Memory of the Word Register. Dongui-Bogam is the most comprehensive and well-written medical book in the Korean history, summarizing all medical books in Korea and China from the Ancient Times through the early 17th century and concentrating on Korean herb medicine and prescriptions. It is proved as the best clinical guidebook in the 17th century for doctors and practitioners to easily use. The book was also published in China and Japan in the 18th century and greatly influenced the development of practical clinic and medical research in Asia at that time. This is why Dongui Bogam is in the wish list to register to the Memory of the World. Samguk-Yusa is evaluated as one of the most comprehensive history books and treasure sources in Korea, which illustrates foundations of Korean people and covers histories and cultures of ancient Korean peninsula and nearby countries. The book contains the oldest fixed form verse, called Hyang-Ka(鄕歌), and became the origin of Korean literature. In particular, the section of Gi-ee(紀異篇) describes the historical processes of dynasty transition from the first dynasty Gochosun(古朝鮮) to Goguryeo(高句麗) and illustrates the identity of Korean people from its historical origin. This book is worthy of adding to the Memory of the World Register. Mugujeonggwangdaedaranigyeong is the oldest book printed by wooden type plates, and it is estimated to print in between 706 and 751. It contains several reasons and evidence to be worthy of adding to the list of the Memory of the World. It is the greatest documentary heritage that represents the first wooden printing book that still exists in the world as well as illustrates the history of wooden printing in Korea.

초록

공공기관의 기록물관리 업무에 QR코드의 도입사례를 알아보고 이를 통해 이용자의 업무만족감을 높이는 방안을 제시하고자 하였다. QR코드의 정의와 기록관에서 제공할 수 있는 이용자서비스에 대해 살펴보았고 QR코드를 이용한 도입사례를 살펴보았다. 기록관에 QR코드를 적용하려는 이유는 현재 공공기관에서는 기록물관리전문요원의 1인체제이다. 직원 수와 기록물의 양은 방대해지고 있다. 모든 업무의 내용을 숙지하여 정확하게 설명해야하고 기록관리 생애주기 이해가 부족한 직원들에게 전문적인 내용을 무한반복 설명을 해야하는 어려움이 있다. 도입사례로는 비전자 기록물등록 방법 안내, 중요기록물 및 행정박물 위치 및 이력 안내, 표준기록관리 교육 제공으로 나눴다. 이를 연구자가 제작한 ‘기록관리 안내서’(QR코드 유무)를 부산광역시 S구청 공무원들을 대상으로 실험집단과 통제집단으로 나누어 적용하여 연구하였다. 기록관리안내 만족도는 QR코드 활용 유무에 따라 의미 있는 차이가 있었다. 2017년 12월, 1차 조사와 2018년 3월 2차 조사를 비교분석하였을 때 실험집단의 경우 1차 조사에서 평균 2.94였으나 2차 조사에서 3.75로 결과치가 높게 나타났으며 통계적으로 의미가 있었다. 이는 기존의 활자로 제공하는 안내보다 QR코드를 도입하여 안내 하는 것이 높은 만족도를 보인다고 할 수 있다. 본 연구는 QR코드를 활용한 공공기관의 기록관리 도입사례와 이용자 만족도를 알아보는 것이지만 기록관리시스템(RMS)과 문서생산시스템에 접목시켜 완성도가 높아 질 수 있도록 하는 것이 향후 과제이다.

Abstract

The act was designed to identify the introductory cases of the use of quick response (QR) codes in records management by public institutions and propose measures to enhance users’ satisfaction with their work. This study looked at the definition of the QR codes and the user services that can be provided by the records depository and reviewed the introduction cases using the codes. The reason QR codes are used by records depositors is that public institutions currently have a single-person system that specializes in records management. With the number of employees and the number of records becoming more extensive, explaining the contents of all tasks accurately as well as other professional contents to employees who lack understanding of the records management life cycle is becoming more difficult. The introductory cases were divided into information on how to register nonelectronic records, information on location and history of important records and administrative museum, and education on standard records management. The research was conducted by dividing the research team’s “Records Management Guide” (QR code status) into experimental groups and control groups for officials of the Busan Metropolitan Government. There were significant differences in the level of satisfaction with records management guidance depending on whether or not QR codes were used. When the first and second surveys were compared in December 2017 and March 2018, the results of the first survey averaged 2.94, but the second survey showed high results at 3.75 and was statistically significant. This can be said to be more satisfactory by introducing QR codes than guidance provided by existing type. Although this research examines introductory cases of records management by public institutions using QR codes and user satisfaction, future tasks are to be applied to Records Management System and document production systems so that completion can be improved.